SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Moore Sharelynn Faye

(Last) (First) (Middle)
424 W. HIGH DRIVE

(Street)
SPOKANE WA 99203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/12/2019
3. Issuer Name and Ticker or Trading Symbol
ITRON, INC. [ ITRI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Networks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,559(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 02/16/2022 Common Stock 805 48.23 D
Stock Option (Right to Buy) (3) 02/21/2023 Common Stock 1,630 42.35 D
Stock Option (Right to Buy) (4) 02/19/2024 Common Stock 2,741 35.29 D
Stock Option (Right to Buy) (5) 02/19/2025 Common Stock 2,331 35.29 D
Stock Option (Right to Buy) (6) 02/24/2026 Common Stock 2,151 40.05 D
Stock Option (Right to Buy) (7) 02/23/2027 Common Stock 2,270 65.55 D
Stock Option (Right to Buy) (8) 02/22/2028 Common Stock 3,017 69.3 D
Explanation of Responses:
1. Includes a restricted stock unit award with a remaining balance of 254 shares of common stock that vests on February 23, 2020, a restricted stock unit award with a remaining balance of 722 shares of common stock that vests in two equal annual increments beginning on February 22, 2020, and a restricted stock unit award for 2,462 shares of common stock that vests in three equal annual increments beginning on February 21, 2020.
2. This option became fully vested on February 16, 2015.
3. This option became fully vested on February 21, 2016.
4. This option became fully vested on February 19, 2017.
5. This option became fully vested on February 19, 2018.
6. This option became fully vested on February 24, 2019.
7. This option vests in one-third annual increments beginning on February 23, 2018, subject to the terms of the option award agreement.
8. This option vests in one-third annual increments beginning on February 22, 2019, subject to the terms of the option award agreement.
/s/ Jared Josephsen, attorney-in-fact for Ms. Moore 12/23/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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